James Mahoney Ubs Palm Beach Gardens
James
Mahoney
Ubs Financial Services Inc
CRD#6074206
Investment Advisor
in Palm Beach Gardens, FL
About this Advisor
James Mahoney is a financial advisor who works in Palm Beach Gardens, Florida, who has been in the industry for 12 years. Mahoney is currently employed by Ubs Financial Services Inc. The advisor has gained experience at 1861 Farmhouse Restaurant And Winery and Ubs Financial Services Inc. Mahoney holds a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and is able to advise clients in Florida and Texas. Ubs Financial Services Inc is an advisory firm based in Palm Beach Gardens, Florida. The investment advisory business has offices in 369 locations and a total of 12,710 employees. It controls $692 billion in total assets among its 1,073,865 client accounts, placing it among the largest investment advisory firms in the United States by assets under management. The firm serves 5,584 charities and foundations. Of its 1,073,865 client accounts, 66% belong to high-net-worth individuals who have greater than $1 million in investable assets. Ubs Financial Services Inc performs a broad assortment of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, security rating services and educational seminars. Financial management fee schedules are based on which services the firm provides the client. Fees billed by Ubs Financial Services Inc most likely include any blend of asset-based, hourly, fixed, commission-based and other fees.
Certifications and Registrations
Series 66
Years of Experience
12 years
Services Offered
Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Security ratings or pricing services, Educational seminars/workshops
Fee Structure
Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Others
Disclosures
No
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Ubs Financial Services Inc Brokerage Details
Total Assets Under Management
$692,292,245,524
FL Average: $10,121,009,343
Total Number of Employees
12,710
FL Average: 92
Total Number of Accounts
1,073,865
FL Average: 6,978
Average Account Size
$644,673
FL Average: $1,450,417
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Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Educational seminars/workshops
James Mahoney Work History
James has 12 years of experience.
2012 - Present (10 years)
Ubs Financial Services Inc
2010 - 2012 (2 years)
1861 Farmhouse Restaurant And Winery
Disclosures
James Mahoney has no disclosures.
Please visit their SEC profile for more details.
Financial Advisors at Ubs Financial Services Inc
The content in this profile was updated by SmartAsset on 04/01/2022 using publicly available data compiled from the SEC and FINRA. To report any data inconsistencies or errors, please contact profile-compliance@smartasset.com. The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm, and financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset's profiles.
This page contains links to SmartAsset's financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).
Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes use of by individuals who successfully complete CFP Board's initial and ongoing certification requirements.
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Source: https://smartadvisormatch.com/advisor-network/florida/james-mahoney-6074206
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